Case Study: Implementation of Dodd-Frank Regulations at TD Bank
TD Bank needed to implement a Dodd-Frank reporting system quickly to meet federal deadlines and regulatory compliance. See how I assisted their efforts.
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regulatory updates
Case Study: Citizens Wealth Group – Regulatory Updates & Harmonization
Citizens Bank purchased Clarfeld Financial Advisors and quickly recognized the need to harmonize regulatory processes and procedures to integrate the two groups into one. How was it accomplished? Let me share the details with you here.